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Compliance Officer/Manager

Remote (Singapore)Remote (region-locked)Individual contributorFound Jul 12
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Our client is a fund management company (LFMC) by MAS in 2020.

They formed a multi-service mainline of wealth management, asset management, global open product platforms, and Internet finance, providing high-net-worth clients with comprehensive financial services such as wealth management, overseas asset allocation, high-end insurance, and high-end education.

Responsibilities

  • Implement and maintain effective compliance framework, policies and internal controls for adherence to MAS requirements

  • Monitor and maintain enterprise-wide risk assessment procedures and AML/CFT & KYC checks on a continual and timely basis

  • Keeping abreast on all regulatory updates & support management and business lines on compliance issues

  • Perform investigations and review suspicious transactions/ alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary

  • Support any matters related to licensing

Requirements

  • Experience with local regulations and sound understanding of Payment Service Act, Digital Payment Token (DPT), and KYC/CFT regulations is required

  • Experience and background in AML program implementation in blockchain and global financial services / fintech environment have an added advantage

  • At least 3 to 7 years of compliance experience in a financial institution and holds minimally a Bachelor Degree in Law /Finance/Compliance or any other equivalent qualifications

  • AML accredited from a recognized institution (ACAMS or ICA)

  • Strong verbal and written communication capabilities and is driven with agile problem-solving skills that thrives in ambiguous environment independently

What's next?

If you're interested in this role, click Apply To Positionor drop an email to don@adstifysearch.com

Don Chan_Senior Consultant_ EA Personnel Number: R1763146

EA License Number: 20C0292

Originally posted on Himalayas

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Adstify SearchCompliance Officer/Manager
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