At TechBiz Global, we are providing recruitment service to our TOP clients from our portfolio. We are currently seeking a Head of Complience to join one of our clients' teams. If you're looking for an exciting opportunity to grow in a innovative environment, this could be the perfect fit for you.
KEY RESPONSIBILITIES
Regulatory Compliance & Governance
- Oversee day-to-day compliance across all business activities, covering MiFID II, AML/CFT
legislation, CSSF circulars, DORA, and relevant EU regulations.
- Own the development, maintenance, and continuous improvement of internal policies,
procedures, and the compliance monitoring programme.
- Support the implementation of a governance structure aligned with the three lines of
defense model.
- Provide practical regulatory guidance to management on new initiatives, product
development, and operational changes.
AML/CFT & Financial Crime Prevention
- Lead the AML/CFT framework, including institutional and client risk assessments,
onboarding controls, ongoing monitoring, and suspicious activity reporting.
- Work closely with digital onboarding and RegTech functions to ensure effective controls
without compromising the client experience.
Regulatory Interface
- Serve as a key point of contact with the CSSF on supervisory matters, licence conditions,
and regulatory reporting.
- Prepare and coordinate regulatory submissions, respond to supervisory queries, and help
maintain a constructive and transparent relationship with the regulator.
Operational Resilience & ICT Governance
- Work alongside Risk and IT on DORA-related implementation, ICT risk governance, incident
reporting, and oversight of outsourced service providers.
Advisory & Culture
- Act as a trusted advisor to senior management and the Board on regulatory developments,
emerging risks, and compliance strategy.
- Help set the tone from the top by embedding a strong compliance culture across the
organisation from inception.
Essential
- Approximately ten (10) to twelve (12) years of relevant compliance experience within
Luxembourg-regulated financial institutions.
- Direct, hands-on exposure to the CSSF supervisory environment, including active
interaction with the regulator.
- Proven track record of managing regulatory expectations and navigating supervisory
processes.
- Strong working knowledge of MiFID II, AML/CFT requirements, and the regulatory
framework applicable to investment firms.
- Eligible, based on qualifications and experience, for CSSF approval as Responsable du
Contrôle (RC) and MLRO.
- Fluent English, written and spoken.
Desirable
- Experience in fintech, digital wealth management, or technology-enabled investment
platforms.
-
Familiarity with Sharia-compliant investment products or Islamic finance principles.
-
Working proficiency in French.
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